Network Working Group                                         J. Solinas
Request for Comments: 5759                                    L. Zieglar
Category: Informational                                              NSA
                                                           December 2009

   Suite B Certificate and Certificate Revocation List (CRL) Profile

Abstract

   This document specifies a base profile for X.509 v3 Certificates and
   X.509 v2 Certificate Revocation Lists (CRLs) for use with the United
   States National Security Agency's Suite B Cryptography.  The reader
   is assumed to have familiarity with RFC 5280, "Internet X.509 Public
   Key Infrastructure Certificate and Certificate Revocation List (CRL)
   Profile".

Status of This Memo

   This document specifies an Internet standards track protocol for the
   Internet community, and requests discussion and suggestions for
   improvements.  Please refer to the current edition of the "Internet
   Official Protocol Standards" (STD 1) for the standardization state
   and status of this protocol.  Distribution of this memo is unlimited.

Copyright Notice

   Copyright (c) 2009 IETF Trust and the persons identified as the
   document authors.  All rights reserved.

   This document is subject to BCP 78 and the IETF Trust's Legal
   Provisions Relating to IETF Documents
   (http://trustee.ietf.org/license-info) in effect on the date of
   publication of this document.  Please review these documents
   carefully, as they describe your rights and restrictions with respect
   to this document.  Code Components extracted from this document must
   include Simplified BSD License text as described in Section 4.e of
   the Trust Legal Provisions and are provided without warranty as
   described in the BSD License.

Table of Contents

   1. Introduction ....................................................2
   2. Conventions Used in This Document ...............................3
   3. Requirements and Assumptions ....................................3
      3.1. Implementing Suite B .......................................3
      3.2. Suite B Object Identifiers .................................4
   4. Suite B Certificate and Certificate Extensions Profile ..........4
      4.1. signatureAlgorithm .........................................4
      4.2. signatureValue .............................................5
      4.3. Version ....................................................6
      4.4. SubjectPublicKeyInfo .......................................6
      4.5. Certificate Extensions for Particular Types of
           Certificates ...............................................7
           4.5.1. Suite B Self-Signed CA Certificates .................7
           4.5.2. Suite B Non-Self-Signed CA Certificates .............8
           4.5.3. Suite B End Entity Signature and Key
                  Establishment Certificates ..........................8
   5. Suite B CRL and CRL Extensions Profile ..........................9
   6. Security Considerations .........................................9
   7. IANA Considerations .............................................9
   8. References ......................................................9 .....................................................10
      8.1. Normative ..................................................9 References ......................................10
      8.2. Informative ...............................................10 References ....................................10

1.  Introduction

   This document specifies a base profile for X.509 v3 Certificates and
   X.509 v2 Certificate Revocation Lists (CRLs) for use by applications
   that support the United States National Security Agency's Suite B
   Cryptography.

   The reader is assumed to have familiarity with [RFC5280].  This Suite
   B certificate Certificate and CRL Profile is a profile of RFC 5280.  All MUST-
   level requirements of RFC 5280 apply throughout this profile and are
   generally not repeated here.  In cases where a MUST-level requirement
   is repeated for emphasis, the text notes the requirement is "in
   adherence with [RFC5280]".  This profile contains changes that
   elevate some MAY-level options in RFC 5280 to SHOULD-level and MUST-
   level in this profile; this profile also contains changes that
   elevate some SHOULD-level options in RFC 5280 to MUST-level for this
   profile.  All options from RFC 5280 that are not listed in this
   profile remain at the requirement level of RFC 5280.

   The reader is also assumed to have familiarity with [RFC5480], which
   specifies the syntax and semantics for the Subject Public Key
   Information field in certificates that support Elliptic Curve
   Cryptography and [RFC5758], which specifies algorithm identifiers for
   Elliptic Curve Digital Signature Algorithm (ECDSA).

2.  Conventions Used in This Document

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
   document are to be interpreted as described in [RFC2119].

3.  Requirements and Assumptions

   The goal of this document is to define a base set of certificate and
   CRL formats to support interoperability among Suite B solutions.
   Specific communities, such as the US National Security Systems, may
   define community profiles that further restrict certificate and CRL
   formats by mandating the presence of extensions that are optional in
   this base profile, defining new optional or critical extension types,
   or restricting the values and/or presence of fields within existing
   extensions.  However, communications between distinct communities
   MUST use the formats specified in this document when interoperability
   is desired.  (Applications may add additional non-critical extensions
   to these formats but they MUST NOT assume that a remote peer will be
   able to process them.)

3.1.  Implementing Suite B

   Every Suite B certificate MUST use the X.509 v3 format, and contain
   either:

      * An ECDSA-capable signing key, using curve P-256 or P-384; or

      * An ECDH-capable (Elliptic Curve Diffie-Hellman) key
        establishment key, using curve P-256 or P-384.

   Every Suite B certificate and CRL MUST be signed using ECDSA.  The
   signing Certification Authority's  (CA's) key MUST be on the curve
   P-256 or P-384 if the certificate contains a key on the curve P-256.
   If the certificate contains a key on the curve P-384, the signing
   CA's key MUST be on the curve P-384.  Any certificate and CRL MUST be
   hashed using SHA-256 or SHA-384, matched to the size of the signing
   CA's key.

3.2.  Suite B Object Identifiers

   The primary Object Identifier (OID) OID structure for Suite B is as follows per [X9.62],
   [SEC2], [RFC5480], and [RFC5758].

      ansi-X9-62 OBJECT IDENTIFIER ::= {
         iso(1) member-body(2) us(840) 10045 }

      certicom-arc OBJECT IDENTIFIER ::= {
         iso(1) identified-organization(3) certicom(132) }

      id-ecPublicKey OBJECT IDENTIFIER ::= {
         ansi-X9-62 keyType(2) 1 }

      id-ecDh OBJECT IDENTIFIER ::= {
         certicom-arc schemes(1) ecdh(12) }

      secp256r1 OBJECT IDENTIFIER ::= {
         ansi-X9-62 curves(3) prime(1) 7 }

      secp384r1 OBJECT IDENTIFIER ::= {
         certicom-arc curve(0) 34 }

      id-ecSigType OBJECT IDENTIFER IDENTIFIER ::= {
         ansi X9-62
         ansi-X9-62 signatures(4) }

      ecdsa-with-SHA256 OBJECT IDENTIFIER ::= {
         id-ecSigType ecdsa-with-SHA2(3) 2 }

      ecdsa-with-SHA384 OBJECT IDENTIFIER ::= {
         id-ecSigType ecdsa-with-SHA2(3) 3 }

4.  Suite B Certificate and Certificate Extensions Profile

   This Suite B certificate profile is a profile of [RFC5280].  The
   changes in the requirements from RFC 5280 are listed here.  Note that
   RFC 5280 has varying mandates for marking extensions as critical or
   non-critical.  This profile changes some of those mandates for
   extensions that are included in Suite B certificates.

4.1.  signatureAlgorithm

   The two algorithm identifiers used by Suite B are:
   1.2.840.10045.4.3.2 for ecdsa-with-SHA256 and 1.2.840.10045.4.3.3 for
   ecdsa-with-SHA384, as described in [RFC5758] AND [X9.62].

   The parameters MUST be absent as per [RFC5758].

4.2.  signatureValue

   ECDSA digital signature generation is described in [FIPS186-3].  An
   ECDSA signature value is comprised of two unsigned integers, denoted
   as r and s.  r and s MUST be represented as ASN.1 INTEGERs.  If the
   high order bit of the unsigned integer is a 1, an octet with the
   value 0x00 MUST be prepended to the binary representation before
   enconding
   encoding it as an ASN.1 INTEGER.  Unsigned integers for the P-256 and
   P-384 curves can be a maximum of 32 and 48 bytes, respectively.
   Therefore, converting each r and s to an ASN.1 INTEGER will result in
   a maximum of 33 bytes for the P-256 curve and 49 bytes for the P-384
   curve.

   The ECDSA signatureValue in an X.509 certificate is encoded as a BIT
   STRING value of a DER-encoded SEQUENCE of the two INTEGERS.  As per
   [RFC5480], the structure, included for convenience, is as follows:

      ECDSA-Sig-Value ::= SEQUENCE {
          r  INTEGER,
          s  INTEGER
        }

   For example, in a signature using P-256 and hex notation:

      r=  52e3f7b7 27fba9e8 eddb1d08 3b75c188
          2517e6dc 63ded9c0 524f8f9a 45dc8661

      s=  b8930438 de8d33bd ab12c3a2 bdad9795
          92a1fd65 76d1734c 3eb0af34 0456aef4

      r represented as a DER-encoded INTEGER:
         022052e3 f7b727fb a9e8eddb 1d083b75
         c1882517 e6dc63de d9c0524f 8f9a45dc
         8661

      s represented as a DER-encoded INTEGER:
         022100b8 930438de 8d33bdab 12c3a2bd
         ad979592 a1fd6576 d1734c3e b0af3404
         56aef4

      Representation of SEQUENCE of r and s:
         30450220 52e3f7b7 27fba9e8 eddb1d08
         3b75c188 2517e6dc 63ded9c0 524f8f9a
         45dc8661 022100b8 930438de 8d33bdab
         12c3a2bd ad979592 a1fd6576 d1734c3e
         b0af3404 56aef4
      Representation of resulting signatureValue:
         03480030 45022052 e3f7b727 fba9e8ed
         db1d083b 75c18825 17e6dc63 ded9c052
         4f8f9a45 dc866102 2100b893 0438de8d
         33bdab12 c3a2bdad 979592a1 fd6576d1
         734c3eb0 af340456 aef4

4.3.  Version

   For this profile, Version MUST be 3, which means the value MUST be
   set to 2.

4.4.  SubjectPublicKeyInfo

   For ECDSA signing keys, the algorithm ID, id-ecPublicKey, MUST be
   used.  For ECDH key establishment keys, either the algorithm ID,
   id-ecPublicKey, or the algorithm ID, id-ecDh, MAY be used, as
   described in [RFC5480].  However, for interoperability purposes, all
   relying parties MUST be prepared to process the algorithm ID,
   id-ecPublicKey.

   The parameters of the AlgorithmIdentifier in this field MUST use the
   namedCurve option.  The specifiedCurve and implicitCurve options
   described in [RFC5480] MUST NOT be used.  The namedCurve MUST be
   either the OID for secp256r1 (curve P-256) or secp384r1 (curve P-384)
   [RFC5480].

   The elliptic curve public key, ECPoint, SHALL be the OCTET STRING
   representation of an elliptic curve point following the conversion
   routine in section 2.2 of [RFC5480] and sections 2.3.1 and 2.3.2 of
   [SEC1].

   Suite B implementations MAY use either the uncompressed form or the
   compressed form of the elliptic curve point [RFC5480].  For
   interoperability purposes, all relying parties MUST be prepared to
   process the uncompressed form.

   The elliptic curve public key (an ECPoint that is an OCTET STRING) is
   mapped to a subjectPublicKey (a BIT STRING) as follows:  the most
   significant bit of the OCTET STRING becomes the most significant bit
   of the BIT STRING and the least significant bit of the OCTET STRING
   becomes the least significant bit of the BIT STRING [RFC5480].

   An OCTET STRING octet string representation of a P-256 uncompressed elliptic curve
   point:

      046cc93a 2cdb0308 47fa0734 2bc8e130
      4c77f04f 63557372 43f3a5d7 f51baa82
      23d21ebf b87d9944 f7ec170d 64f9924e
      9ce20e4d 361c2db5 f1d52257 4259edad
      5e

   A DER-encoded bit string representation of the subject public key:

      03420004 6cc93a2c db030847 fa07342b
      c8e1304c 77f04f63 55737243 f3a5d7f5
      1baa8223 d21ebfb8 7d9944f7 ec170d64
      f9924e9c e20e4d36 1c2db5f1 d5225742
      59edad5e

   A DER-encoded representation of the AlgorithmIdentifier:

      30130607 2a8648ce 3d020106 082a8648
      ce3d0301 07

   A DER-encoded representation of the subjectPublicKeyInfo using the
   P-256 curve:

      30593013 06072a86 48ce3d02 0106082a
      8648ce3d 03010703 4200046c c93a2cdb
      030847fa 07342bc8 e1304c77 f04f6355
      737243f3 a5d7f51b aa8223d2 1ebfb87d
      9944f7ec 170d64f9 924e9ce2 0e4d361c
      2db5f1d5 22574259 edad5e

4.5.  Certificate Extensions for Particular Types of Certificates

   Different types of certificates in this profile have different
   required and recommended extensions.  Those are listed in this
   section.  Those extensions from RFC 5280 not explicitly listed in
   this profile remain at the requirement levels of RFC 5280.

4.5.1.  Suite B Self-Signed CA Certificates

   In adherence with [RFC5280], self-signed CA certificates in this
   profile MUST contain the subjectKeyIdentifier, keyUsage, and
   basicConstraints extensions.

   The keyUsage extension MUST be marked as critical.  The keyCertSign
   and cRLSign bits MUST be set.  The digitalSignature and
   nonRepudiation bits MAY be set.  All other bits MUST NOT be set.

   In adherence with [RFC5280], the basicConstraints extension MUST be
   marked as critical.  The cA boolean MUST be set to indicate that the
   subject is a CA and the pathLenConstraint MUST NOT be present.

4.5.2.  Suite B Non-Self-Signed CA Certificates

   Non-self-signed CA Certificates in this profile MUST contain the
   authorityKeyIdentifier, subjectKeyIdentifier, keyUsage,
   basicConstraints, and certificatePolicies basicConstraints extensions. If
   there is a policy to be asserted, then the certificatePolicies
   extension MUST be included.

   The keyUsage extension MUST be marked as critical.  The keyCertSign
   and CRLSign bits MUST be set.  The digitalSignature and
   nonRepudiation bits MAY be set.  All other bits MUST NOT be set.

   In adherence with [RFC5280], the basicConstraints extension MUST be
   marked as critical.  The cA boolean MUST be set to indicate that the
   subject is a CA and the pathLenConstraint subfield is OPTIONAL.

   If a policy is asserted, the certificatePolicies extension MUST be
   marked as non-critical, MUST contain the OIDs for the applicable
   certificate policies and SHOULD NOT use the policyQualifiers option.
   If a policy is not asserted, the certificatePolicies extension MUST
   be omitted.

   Relying party applications conforming to this profile MUST be
   prepared to process the policyMappings, policyConstraints, and
   inhibitAnyPolicy extensions, regardless of criticality, following the
   guidance in [RFC5280] when they appear in non-self-signed CA
   certificates.

4.5.3.  Suite B End Entity Signature and Key Establishment Certificates

   In adherence with [RFC5280], end entity certificates in this profile
   MUST contain the authorityKeyIdentifier, keyUsage, authorityKeyIdentifier and
   certificatePolicies keyUsage extensions.  If
   there is a policy to be asserted, then the certificatePolicies
   extension MUST be included.  End entity certificates SHOULD contain
   the subjectKeyIdentifier extension.

   The keyUsage extension MUST be marked as critical.

   For end entity digital signature certificates, the keyUsage extension
   MUST be set for digitalSignature.  The nonRepudiation bit MAY be set.
   All other bits in the keyUsage extension MUST NOT be set.

   For end entity key establishment certificates, the keyUsage extension
   MUST BE set for keyAgreement.  The encipherOnly or decipherOnly bit
   MAY be set.  All other bits in the keyUsage extension MUST NOT be
   set.

   If a policy is asserted, the certificatePolicies extension MUST be
   marked as non-critical, MUST contain the OIDs for the applicable
   certificate policies and SHOULD NOT use the policyQualifiers option.
   If a policy is not asserted, the certificatePolicies extension MUST
   be omitted.

5.  Suite B CRL and CRL Extensions Profile

   This Suite B CRL profile is a profile of [RFC5280].  There are
   changes in the requirements from [RFC5280] for the signatures on CRLs
   of this profile.

   The signatures on CRLs in this profile MUST follow the same rules
   from this profile that apply to signatures in the certificates, see
   section 4.

6.  Security Considerations

   The security considerations in [RFC5280], [RFC5480], and [RFC5758]
   apply.

   A single key pair SHOULD NOT be used for both signature and key
   establishment per [SP-800-57].

   The Suite B algorithms provide significantly improved performance
   when compared to equivalent-strength cryptography that does not
   employ elliptic curve cryptography.  Where performance has previously
   been an impediment, use of Suite B may permit employment of PKI-based
   cryptographic security mechanisms.

7.  IANA Considerations

   This document makes extensive use of object identifiers to register
   public key types, elliptic curves, and algorithms.  Most of them are
   registered in the ANSI X9.62 arc with the exception of some of the
   curves, which are in the Certicom, Inc. arc (these curves have been
   adopted by ANSI and NIST).  Extensions in certificates and CRLs are
   identified using the object identifiers defined in an arc delegated
   by IANA to the PKIX working group.  No further action by IANA is
   necessary for this document or any anticipated updates.

8.  References

8.1.  Normative References

   [RFC2119]    Bradner, S., "Key words for use in RFCs to Indicate
                Requirement Levels", BCP 14, RFC 2119, March 1997.

   [RFC5280]    Cooper, D., Santesson, S., Farrell, S., Boeyen, S.,
                Housley, R., and W. Polk, "Internet X.509 Public Key
                Infrastructure Certificate and Certificate Revocation
                List (CRL) Profile", RFC 5280, May 2008.

   [RFC5480]    Turner, S., Brown, D., Yiu, K., Housley, R., and T.
                Polk, "Elliptic Curve Cryptography Subject Public Key
                Information", RFC 5480, March 2009.

   [RFC5758]    Dang, Q., Santesson, S., Moriarty, K., Brown, D., and T.
                Polk, "Internet X.509 Public Key Infrastructure:
                Additional Algorithms and Identifiers for DSA and
                ECDSA", RFC 5758, December 2009.

8.2.   Informative References

   [FIPS186-3]  "Digital Signature Standard (DSS)", June 2009.

   [SEC1]       Standards for Efficient Cryptography, "SEC1: Elliptic
                Curve Cryptography", September 2000.

   [SEC2]       Standards for Efficient Cryptography, "SEC 2:
                Recommended Elliptic Curve Domain Parameters", September
                2000.

   [SP-800-57]  Barker, E., Barker, W., Burr, W., Polk, W. Smid, M.,
                "NIST SP-800-57:Recommendation for Key Management-Part
                1: General", March 2007.

   [X9.62]      ANS X9.62, "Public Key Cryptography for the Financial
                Services Industry; The Elliptic Curve Digital Signature
                Algorithm (ECDSA)", December 2005.

   [X9.63]      ANS X9.63, "Public Key Cryptography for the Financial
                Services Industry; Key Agreement and Key Transport Using
                Elliptic Curve Cryptography", December 2001.

Authors' Addresses

   Jerome Solinas
   National Information Assurance Research Laboratory
   National Security Agency

   EMail: jasolin@orion.ncsc.mil

   Lydia Zieglar
   National Information Assurance Research Laboratory
   National Security Agency

   EMail: llziegl@tycho.ncsc.mil